Latest stories, market context and analysis from the world of Policy.
The SEC has introduced joint data standards to enhance transparency and compliance, impacting how financial data is submitted to regulatory agencies.
The SEC has introduced a proposal to expand electronic delivery of information, aiming to improve accessibility for investors...
The SEC has launched a Retail Fraud Working Group to enhance its efforts in combating fraud targeting everyday investors, mar...
The CFTC and SEC are calling for public input to clarify and harmonize definitions of derivatives products, a move that could...
The Commodity Futures Trading Commission has approved a final rule amending margin requirements for uncleared swaps, effectiv...
The SEC has proposed rescinding Rules 611 and 610(e) of Regulation NMS to streamline market operations and reduce costs for p...
The SEC and CFTC have issued a joint request for public comment to align portfolio margining frameworks, aiming to enhance ri...
The Commodity Futures Trading Commission has issued a Notice of Proposed Rulemaking to amend data reporting regulations for f...
The SEC's Office of Municipal Securities has revised its FAQs to enhance clarity on municipal advisor registration and record...
SEC Chairman Paul S. Atkins highlighted the Commission's 2026 regulatory agenda at the Society for Corporate Governance's Nat...
The SEC will hold a virtual roundtable on July 13, 2026, to discuss updates to the IPO process and broaden public market acce...
The SEC's Small Business Capital Formation Advisory Committee will meet on July 21, 2026, to explore ways to modernize public...
